obtained securities business license after acquiring a status as financial institution; (6)1 a person who obtains derivatives business license in the category of derivatives brokerage limited to precious
other law which has obtained securities business license after having the status of financial institution; (3) commercial bank; (4) other financial institutions as specified in the notification of the SEC
characteristic of the personnel in the capital market business under Clause 31(2) of the Notification No. TorLorThor. 8/2557 which has been promulgated in replacement of the said four notifications.Clause 3(15) of
of the depositary receipts for which the application is made: (1) The applicant or the offer for sale of depositary receipts has the characteristic or is of the format that is in compliance with the
correct and sufficient information for supporting the decision to invest. Clause 8 In case a certain fact appears to the SEC Office after an applicant has obtained an approval for offer for sale of newly
connected person of the Company. 3. General characteristic of the transaction and assets 3.1 General characteristic of the transaction and assets The Company and KMM will enter into the Disposal of
case the applicant is in the process of applying for an approval to become the REIT manager, such person will be authorized to offer for sale of units on condition that the applicant has obtained an
. (UNOFFICIAL TRANSLATION) 2 (2) In respect to the following cases, it shall be deemed that a derivatives business operator has already obtained an approval from the SEC Office for the appointment of its director
million, increasing by Baht 166.07 million or 92.97% from the same previous period of Baht 178.62 million. Due to the full revenue recognition from the business obtained from Chilmatch Co.,Ltd. and its
, having obtained an approval from the SEC Office, determined by the securities company association . Clause 3 A business operator shall prepare and store any document or evidence relating to investment in