company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with
sufficient systems for monitoring securities trading and other services provided to their customers so as to prevent the commission of offenses under such Acts.?
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
Following the SEC's monitoring and examination of Bitazza operations, it was found that the company has significant deficiencies in critical systems related to the operation of digital asset business
financial gaps and needs using internationally accepted instruments in order to identify target groups and policy areas to focus and to compare with countries in the region or internationally??Monitoring of
stringent customer approval criteria for commercial lending policies vis-à-vis small and micro businesses. We continued to prioritize risk assessment through prudent screening and close monitoring of
public and listed companies to be cautious in making transactions related to digital assets Increasingly, the public and listed companies begin to take interest in performing transactions related to
=440&rows=10 441 - 450 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC warns the public and investors to be cautious of unlicensed business operators service providers involved in
/News_Detail.aspx?SECID=8872 SEC warns the public and investors to be cautious with the services provided by unlicensed digital asset business operators With reference to the recent occurrence, a foreign private