and derivatives and a bar from serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for
SEC has considered the matter and decided not to grant any further extension of the deadline for the submission of the special audit report. The SEC has also instructed MVP to expedite the submission
by the Stock Exchange or the derivatives exchange and such regulations is the same matter under this Chapter, and the Stock Exchange or the derivatives exchange has already imposed a penalty on such
-traded fund Index fund Capital-guaranteed fund Any other type, please specify https://capital.sec.or.th/webapp/phs/upload/phs1505465292hearing_27_2560_S02.pdf Principles of Corporate Governance - G20
Project aims to enhance national transparency, boost morale, applaud governmental organizations’ exemplary role, and promote corporate value of management based on good governance, professional ethics
for operating a derivatives regulatory association only upon meeting the criteria such as having good corporate governance structure, establishing rules for recruiting and supervising members that are
Bangkok, 2 August 2016 ? The SEC is seeking public comments on the Corporate Governance Code (CG Code), which will replace the Principles of Good Corporate Governance for Listed Companies 2012.The CG
courses on good corporate governance to promote ethics, morals and codes of professional conducts for utmost benefit of the clients. Vorapol added that ?Personnel in securities and derivatives businesses
shareholder?s meeting; for instance, proper characteristics of directors, dividend paid from loan and suspicious transactions. While company with good governance adds shareholder value, stronger roles of