income totaled Baht 483 million, increasing by Baht 129 million or 36.4% yoy in line with the increased in market trading volume during 1Q18 which grew 39.9% comparing to the volume for 1Q17. Fee from
market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was at 4.7%, at same level as in 2017, ranking 7th from total 38 brokers. For products and services during 1Q18
requirement by the Bank of Thailand with the capital adequacy ratio as of end of March 2021 at 16.75%. For Capital market business, the market share (SET and mai excluding proprietary trading) of Kiatnakin
therefore he is required to make margin deposit with a derivatives agent to secure his/her performance under the options similar to the case of futures trading. With an unfavourable movement in the market
the trading of capital market products by the employees, both for the investment of the employees’ accounts or the accounts for which the employees are authorized to make an investment; (2) being able
characteristics and shall comply with the Notifications of the Associations approved by the SEC Office: (1) supervising the trading of capital market products by the employees, both for the investment of the
derivatives position before the settlement date, whether due to market lack of liquidity or the derivatives exchange withholds the futures trading or due to any other reasons, the investor may lose from the
close out the derivatives position before the settlement date, whether due to market lack of liquidity or the derivatives exchange withholds the futures trading or due to any other reasons, the investor
of futures trading such as the stop loss or stop limit order, etc., due to the unfavorable market condition for matching such trading order. (signed)…….………………authorized person (……………………) For and on
well as maintaining the integrity of the capital market and the derivatives trading system as a whole. Clause 3 In setting the organizational structure, operating system and operational control under