from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
Even though the Thai financial system remains strong, with commercial banks holding healthy levels of capital and liquidity reserves, the liquidity stress and the resulting irregularity in the
Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment
comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment
of Thai capital market. This will be beneficial for the operation of businesses and investment decision making of investors.Rapee Sucharitakul, SEC Secretary-General said that the SEC will commence the
SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System SEC_News ( 461 ) http://172.19.1.196:8983/solr/secweb/select?q=สินทรัพย์ดิจิทัล
Market Supervisory Board TorThor 47/2552 Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1
online training channels on the topic "Preparing Playbook for Cybersecurity Incidents" to capital market business operators and open the online training system on May 1, 2020.
Bangkok, October 17, 2011- Vorapol Socatiyanurak, SEC Secretary-General revealed after discussion with Thai Investors Association (TIA) that investors are crucial factor for capital market
SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System SEC_News ( 86 ) http://172.19.1.196:8983/solr/secweb/select?q=electronic