Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances 03/11/2011 16/11/2011 9. Notification of the Office of the Securities and Exchange Commission
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investment products to the Thai capital market and give more investment choices to investors.” Pursuant to the Fee Exemption Regulations, the application fee of 100,000 baht is exempt for an SRI Fund
Bangkok, February 11, 2013 - The SEC imposed a one year suspension on {A}, a capital market investment consultant of Finansia Securities Plc., effective from February 8, 2013; and also disclosed
Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The
of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and
Bangkok, November 21, 2013 ? SEC has reintroduced mobile application ?start-to-invest III?, providing asset allocation feature to assess risks and expected returns, and channel to a variety of