Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and

another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months

Assurance Public Company Limited (BLA), sold 800,000 shares of BLA through his the securities trading account and then during July 25, 2014 - August 1 2014, Mr. Choedchu Sophonpanich, director and proxy for

for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

Bangkok, April 17, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the Capital Market Supervisory Board has approved revision on regulations to allow retail investor to make overseas

decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of

. Earlier, he had arranged for ZMICO to invest in shares of a listed company at the price not exceeding 20 baht per share which was very much higher than the market price at that time. He subsequently

/profile.php?id=100083066757504, https://www.facebook.com/ads/library/?id=1039928527946182 Line : N/A Address : N/A TikTok account "share.based.okj" impersonates "Pluk Phak Praw Rak Mae Plc." Unlicensed

subsidiaries by having the main substance is as follows. * * * the Company and its subsidiaries recorded account receivable from the voiding of contract with allowance for doubtful debts in the amount of 320 MB

core principles take into account environmental, social and governance (ESG) factors in the business practices of investee companies, offering institutional investors a balanced focus apart from seeking