Commission 03/08/2009 01/09/2009 4. Notification of the Office of the Securities and Exchange Commission Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing
Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds 14/09/2010 01/10/2010 Contact The Securities and
/2553 Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of
since 1 September 2021. SEC Secretary-General Ruenvadee Suwanmongkol said: “This revision to the rules on acceptance of trading orders of capital market products outside of the office of securities
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a