The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial
events leading to fluctuations in the investment management business, a significant impact could produce an effect on the overall financial system of the country.SEC therefore needs to revise report
, transparency, and good governance, contributing to effective management and sustainable business growth. The event took place on 22 March 2024 at the Federation of Accounting Professions Building.In the
, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows
perspectives on risk management practices in business operations, aiming to guide them towards more efficient risk management.
GOD Private Hedge Management and Mr. Chayamongkol Churee, Chulee : Unlicensed digital asset businessUnlicensed securities and derivatives business (Disclosure Date : 18/05/2023)
Investment Global Management Website: http://investglobalmanagement.com/, FB: Invest Global : Unlicensed securities and derivatives business (Disclosure Date : 01/10/2018)
TikTok account "sawakamithailand_12" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06/01/2025)
TikTok account "th_sawakami3" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06/01/2025)