suggests that digital asset transactions be executed through licensed digital asset business operators that are supervised by regulators to ensure that such investment is protected by law. In this regard
for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
licensed to undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities
limitation to only debt securities, excluding company licensed to also undertake finance business. “Finance and securities company” means a company licensed to undertake finance business, and securities
Auditors of Securities Companies, dated May 18, 1992, shall be repealed. Clause 2. In this Notification: “Securities company” means a securities company licensed to operate securities business in the
| - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records
Facebook. SEC hereby notifies that Argyll Technologies is not licensed to undertake securities business or derivatives business or digital asset business; therefore, the company is not subject to SEC’s