e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5)) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Borrowing and Lending >> Management Approval and Revocation (section 104) Type Title Section See Document Status Notified Date Effective
e-service Online Submission See canceled document Securities Brokerage Business >> Securities Lending / Credit Balance (Section 102) Type Title Section See Document Status Notified Date Effective
business under the first paragraph does not include the lending of money for purchasing, selling or exchanging securities in the course of securities brokerage or securities dealing business or the purchase
various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.
operators receive from the commercial bank(s). In case of digital assets, seeking benefits for clients shall be prohibited, including in the form of digital asset lending to other persons. Business operators
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
/3890pe.doc Translation real estate or leasehold right of the following mutual funds: (1) property fund; (2) property fund for solving financial institution problems; (3) mutual fund for solving financial
Translation real estate or leasehold right of the following mutual funds: (1) property fund; (2) property fund for solving financial institution problems; (3) mutual fund for solving financial institution