prevention of the conflict of interest and Chinese wall. - demonstrate in detail on the above mentioned measure, at least in the following matters: (a) an organization chart and scope of power, duty and
least one day in advance). Business hours: Mondays - Fridays (except public holidays) from 08:30 - 15:00 hours. (lunch break) (1) Business days from Mondays to Fridays except holidays specified by the SEC
: Name/Position (at least CEO or equivalent): ____________________________________ Email address: ___________________________________________________________ Tel No.: _____________________________ Fax No
person at the CIS Operator: Name/Position (at least CEO or equivalent): ____________________________________ Email address: ___________________________________________________________ Tel No
Reporting: the issuer must disclose post-offering reports on a continued basis, at least once a year, throughout the tenure of the bond. For example, report on the use of proceeds, report on the designated
business operation and personnel to ensure that such misconducts will not happen again. (3) Demonstrate that the applicant has at least the following operation systems which are ready for it to operate as a
improvement in its business operation and personnel to ensure that such misconducts will not happen again. (3) Demonstrate that the applicant has at least the following operation systems which are ready for it
hold right, it shall clearly specifies that the estimated return does not include unitholders’ capital; (5) details of the fund’s investment under (1)(a) shall be disclosed, of which at least the
unitholders’ capital; (5) details of the fund’s investment under (1)(a) shall be disclosed, of which at least the following particulars, which are the same as those contained in the mutual fund management