them from trading securities or derivatives for a period of six months or 11 months each (as the case may be), and barring them from serving as directors or executives of securities issuing companies or
any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since
bar from serving as a director and executive of securities issuing companies and listed companies for a specific period.* Since {A} refused to extinguish the case by agreeing to comply with civil
(a civil penalty and a reimbursement of investigative expenses incurred by the SEC), and a bar from serving as directors or executives in securities issuing companies or securities companies for a
set up the REIT (settlor) and will become a REIT manager; (2) in case of issuing additional new units, the applicant shall be the REIT manager to whom the trust instrument specifies power and duty to
expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below: (1) Mr
Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002.
Notification of the Securities and Exchange Commission (Translation) Published in the Government Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002. Readers should be
, securities business, the Securities Exchange, over-the-counter centres, and related businesses, organizations related to securities business, issue or offer of securities for sale to the public, acquisition of