within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license, except the companies under (1). 1 As amended by the Notification of the
Directors meeting within September 23, 2020 2 Related Parties Lessee : UBIS (Asia) Public Company Limited Lessor : Golden Arrow Coating Co., Ltd.* Relationship : Golden Arrow Coating Co., Ltd.* - Mr. Arkran
Clause 2, the derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation
derivatives dealer shall ensure efficient prevention of conflicts of interest and access to inside information between operational unit and personnel, risk management in business operation, operational
appointed working group. The BCP as such should be kept at place of business, either inside or outside. The BCP shall cover all critical business functions of companies, including a critical operational
, companies shall arrange BCP in a written and obtain an approval from senior management and the Board or the appointed working group. The BCP as such should be kept at place of business, either inside or
were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for
the change of {X1} share prices. {A}' s action was deemed as using inside information in such a way as to take advantage of other persons in violation of Section 241 of the Securities and Exchange Act
which Warot and Jeeraporn were working. They used such inside information to trade securities or derivatives of 12 listed company clients during 2015-2017. Most of such draft financial statements