entrusted to sell or redeem investment units, as the case may be, of mutual fund; “Staff” means any staff and employee of the management company and shall include managing director or equivalent which is
investment units, a securities intermediary in the category of mutual fund management may invest in the units of mutual funds under management of the intermediary only upon compliance with any of the following
the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When engaging in a transaction under the first
the trading value of such securities, excluding investment units. The trading value under Paragraph 1 shall include the securities trading for the clients’ accounts and the proprietary account. Clause 8
Securities and Exchange Commission No. Sor Nor. 31/2564 Re: Additional Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the
) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate