the Criminal Fining Committee. SEC Act S.243 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 14/07/2016
trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial
with 244 and 243(2) in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 14/09/2016
supervise TUCC to prepare the reviewed financial statements for Q1/2016 and the reviewed financial statements for Q2/2016 to the SEC Office and the Stock Exchange of Thailand within the period specified in
in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair
and receive allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction
allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction with Section 86
; however, attempt to arrest the offender failed and the status of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 14/11/2016