(23 August 2024) Lecture for local administrative organization executives, bank and specialized financial institution managers, staff, clients, cooperatives, and entrepreneurs in Sukhothai
The Securities and Exchange Commission (SEC) hosted an online workshop under the CyberXpert Academy for Capital Market 2025 Initiative for personnel working In IT security or cybersecurity (1st line
recommended SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The expo took place at MCC Hall, The Mall Korat, Nakhon Ratchasima Province, on 8 August 2025. In
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), provided information to the press at the monthly media briefing in September 2024. Mr. Anek
regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.
revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and
Chinese wall to prevent conflicts of interest among their business units must be in place. The relaxation will also extend to the commercial banks? subsidiaries. With regard to an application for
investment products to win exclusive SEC corporate prizes. The SET in the City 2015 will take place during November 19-22 at Royal Paragon Hall, 5th Floor, Siam Paragon.
the aforesaid revisions took place in November last year.The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website or
accurate information was in place to ensure the status of qualified customers as high net worth investors. On May 30, 2025, the Criminal Fining Committee issued special order no. 2/2025 imposing a fine on FL