shall be repealed. Clause 3 In this Notification: (1) “derivatives broker” means a person who is licensed to undertake the derivatives business in the category of derivatives brokerage; (2) “manager
Statement (56-1) and Annual Report (56-2) Opportunity Day 5/ ข้อมูลผลิตภัณฑ์ Filing Other Information Tender Offer List of management who submitted the changes in securities holding report (59-2) Reports on
submitted the changes in securities holding report (59-2) Reports on Acquisition or Disposition of Securities (246-2) Financial Statements (Concise Version) 5/ Full Version Statement of Comprehensive Income
management who submitted the changes in securities holding report (59-2) Reports on Acquisition or Disposition of Securities (246-2) Financial Statements (Concise Version) 5/ Full Version Statement of
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
to the lower cost of raw material. Yours faithfully, (Mr. Pitak Chaosoun) Deputy Managing Director in Finance and Operation Authorized Person to Disclose Information
The allegation is a consequence of various complaints lodged to the SEC in relation to the increased debt of THB 26,000 million of EARTH following its submission of the financial statement for the
maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial statement with auditor’s opinion for this fiscal year
statement with auditor’s opinion for this fiscal year compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the
Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Derivatives broker” means any person licensed to undertake derivatives business in the category of