Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
. Clause 2. In this notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is
notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is authorized by the board of
. 61/2543 Rules, Conditions and Procedures for Operational Control in Securities Underwriting 23/11/2000 01/01/2001 2. Notification of the Securities and Exchange Commission KorChor. 9/2555
strictly for reference. 2 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 34/2556 Re. Arrangement in Operating System of Securities or Derivatives Investment for Business
strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 34/2556 Re. Arrangement in Operating System of Securities or Derivatives Investment for Business
37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board 83/2552 (Synopsis) 03/08/2009 01/09/2009 5
Business B.E. 2551 (2008) 14 16/07/2008 01/08/2008 10. Notification of the Securities and Exchange Commission KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for Securities