สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนายธวัชชัย พิทยโสภณ รองเลขาธิการ ก.ล.ต. เป็นผู้แทนเข้าร่วมในงาน ASIFMA Annual Conference 2025: Exploring New Growth Corridors in Asia
investment units as new savings options and fostering the development of the Thai capital market. The event was led by Mr. Pichai Chunhavajira, Deputy Prime Minister and Minister of Finance, along with Mr
เป็นประจำทุกปีและปีนี้เป็นปีที่ 5 สอดคล้องกับภารกิจของ ก.ล.ต. ที่ให้ความสำคัญในเรื่องการให้ความรู้ผู้ลงทุนอย่างต่อเนื่อง โดยในปีนี้ ก.ล.ต. เข้าร่วมกิจกรรมภายใต้แนวคิด “Investment Literacy for New Gen
Fund Management License instead to be more in line with the actual operated business may use the remaining paid fee as a discount for the new license fee. The consultation paper is available at https
. Meanwhile, investors can enjoy more choices of services from business operators who can serve their needs more efficiently. The Notification of the Ministerial Regulation on the new types of license has come
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial instrument that will be effective from 1 January 2020. The report form will be revised to be in line with the financial statement form which has recently been revised. In addition, SEC considers it reasonable to increase the flexibility in submitting the report to be in line with the operation procedu...
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
Mr. Jessada Sookdhis, President of Thai Fintech Association, said “Thai Fintech Association is very pleased to work with SEC in the project “SEC FinTech Challenge” to strengthen new fintech