units or departments providing services under regulatory sandbox: (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4) securities underwriting
regulatory sandbox : (1) derivatives brokerage business; (2) derivatives dealing business; (3) derivatives advisory service business; (4) derivatives fund management business. Clause 3 In the case where a
regulatory sandbox: (1) derivatives brokerage business; (2) derivatives dealing business; (3) derivatives advisory service business; (4) derivatives fund management business. Clause 3 In the case where a
securities business in the category of the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person
the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person who provide back office service
บริษทั ผูใ้ห้ค าแนะน า และบุคคล ผูมี้อ านาจในการจดัการของบริษทั ซ่ึงอยา่งนอ้ยตอ้งประกอบดว้ย หลกัปฏิบติัในการซ้ือขายหลกัทรัพยข์องผูใ้หค้ าแนะน า และบุคคล ผูมี้อ านาจในการจดัการของบริษทั (staff dealing
account, bond dealing, private repos and other investments. The Company’s DW business was significantly impacted by the extreme volatility of the Thai stock market during March 2020. The Company is a market