ขายผลิตภัณฑ์ในตลาดทุนโดยการใช้โปรแกรมส่งคำสั่งโดยอัตโนมัติตามกลยุทธ์การลงทุน (program trading) และการกำหนดแผนจัดสรรการลงทุนแบบพอร์ตโฟลิโอและการส่งคำสั่งซื้อขาย (portfolio advisory with execution) ให้แก่

misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed

จัดสรรการลงทุนดังกล่าว (portfolio advisory with execution) รวมทั้งมีการติดตามและปรับปรุงการลงทุน (monitoring & rebalancing) ให้สอดคล้องกับแผนจัดสรรการลงทุนของลูกค้า

period2 8,616.2 7,776.0 9,000.1 4,969.4 5,166.3 Cash collected from the Legal Execution Department during the period3 692.9 1,383.4 1,791.1 1,373.0 6,748.1 Total cash collected from NPL 9,309.1 9,159.4

regulatory changes, especially new mortgage measures which will come into force in April 2019, implementation of the Basel III capital requirements, and preparations for International Financial Reporting

ended June 30, 2017. Such transaction volume is lower than 15 percent of the total asset value and is considered the execution of connected transaction, with the total transaction value of Baht 21,120,000

management framework, scope, roles and responsibilities and clearer details for risk management concerning digital business, data security and cyber threats.  Processes and Technology - Ongoing IT operational

in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit

scope of digital asset business currently covers only digital asset exchange, digital asset broker and digital asset dealer. Therefore, the SEC Board views it appropriate to add digital asset advisory

Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then