The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), joined a discussion on the topic, “Strategic Insights on Advancing One-Stop Service Innovations” at
liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the
Operating System of Securities or Derivatives Investment for Business Operators 16/10/2013 01/11/2013 6. Notification of the Office of the Securities and Exchange Commission 31/2552 03/08/2009 01/09
ที่ กบร No. Kor Bor Ror. 012/2019 October 22, 2019 President The Stock Exchange of Thailand Re : Increasing budget for hiring connected party for sales management and system development Ref