arrange information or documentation regarding the controlling person in derivative trading of the customer as well as financial condition and debt repayment capability of the customer for every existing
date as the approval date. Clause 19 The Thai government agencies shall pay the application fee to the SEC Office when the application form and the complete set of supporting evidentiary documentation
set of supporting evidentiary documentation are accurate and complete in accordance with the Licensing Manual for the Public at the rates prescribed in the Notification of the Securities and Exchange
application fee to the SEC Office when the application form and the complete set of supporting evidentiary documentation are accurate and complete in accordance with the Licensing Manual for the Public at the
receives the application for approval of the offer for sale of the structured notes and a complete set of supporting evidentiary documentation in accordance with the Licensing Manual for the Public, the SEC
. Furthermore, section 110 of the same Act prescribes that securities companies shall open up within the hours, and close on the days, as prescribed by the Office, except where the Office grants permission for it
order to the securities company, it shall be deemed that the Office grants an approval as per the securities company’s request. Clause 7. The online branch office shall perform only the following duties
the Office grants an approval as per the securities company’s request. Clause 7. The online branch office shall perform only the following duties: (1) arrange to have a computer set where customer can