existence, and that the material facts which should be disclosed have not been concealed. The language used for the initial submission of information or documentation to the SEC Office under this Notification
arising conflict of interest with a trust except it is a fair transaction which related information has been sufficiently disclosed as stipulated by the SEC Office and is not objected by beneficiaries as
fair value measurement is crucial and has significant effect on the fair presentation of the investment amount and the gains from loss of control in subsidiaries. In addition, the information disclosed
institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
and to arrange a special audit on the sources, existence and status of such debts which consequently caused EARTH to apply for business rehabilitation. The results of the special audit must be disclosed
information, {A} purchased 10,000 JASH16 Futures contracts whose underlying was the JAS stock before attending the Board?s meeting. JAS later disclosed the information on such dividend payment to the SET. The
Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a
also publicly disclosed Nongan Saetung ' s inappropriate acts. The Theera Chaowanapreechasilp case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives
information system, and sold them out after the companies disclosed their financial statements through the SET Information Transmission System. 2. During 16 February 2017 – 10 November 2017, Mr. Warot and
in appraisal services in the Kingdom of Thailand continuously for not less than 1 year; (4) having a manager and a person holding executive position responsible for the working field relating to asset