ประกอบธุรกิจใดและต้องการดำรงสถานะการเป็นบุคลากรที่ได้รับความเห็นชอบ จะต้องเข้ารับการอบรมทบทวนความรู้ (refresher course) อีกทั้งยังจะต้องชำระค่าธรรมเนียมการต่ออายุทุกรอบ 2 ปีปฏิทิน เป็นจำนวนเงิน 1,000 บาท
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
who wish to offer securities, either cross-border equity offering or DR, in Thailand. In the course of the discussion, the representative from World Bank (Thailand) also expresses the interest in
revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove
suspicious acts, please call SEC Help Center at 1207 for further investigation in due course. ________________________________
?Disclosure of REIT information will be in line with international practice that REIT manager will be responsible person, including disclosure of information on operations carried out in the course of REIT
the auditor whether the doubtful transactions of land sales and purchases were in line with the normal course of business operation.Earlier, the auditor had reviewed, and expressed a qualified opinion
suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country
operators.?Increased investor access to the capital market will help boost public awareness in the importance of personal finance. It will contribute to a rising numbers of investors, of course, not only in