(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market

(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market

% of the market value of Bt133,000mn, increasing 5% from 2016 which is 16% of the market value. However, at the end of 2017, the estimated prepaid numbers in the country were 70 million. The users of

% of the market value of Bt133,000mn, increasing 5% from 2016 which is 16% of the market value. However, at the end of 2017, the estimated prepaid numbers in the country were 70 million. The users of

Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives

only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF

the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and

service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by the government or securities regulator. “market maker” means a person who is appointed to provide

@sec.or.th mailto:info@sec.or.th 2 เนื่องจากในปัจจุบันการลงทุนข้ามกันไปมาระหว่างประเทศ (Cross-Border) มีแนวโน้ม เพ่ิมมากข้ึนโดยล าดับ หน่วยงานก ากับดูแลตลาดทุน ASEAN (ASEAN Capital Market Forum : ACMF) จึงได้

voluntarily basis. This should also be in line with regulations on the offering and sale of investment products stipulated by capital market regulators in each jurisdiction or country as well.