branch managers of LBDU agent transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund

inappropriateness for acting as capital market business personnel.   Investors intending to subscribe for investment units of mutual funds are strongly advised to always verify transaction confirmation documents to

other past behaviors demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised to always verify transaction confirmation documents to make sure

transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading

? account to authorize securities transfers to the accounts of her related persons. In so doing, she filled in her own telephone number on the securities transfer form as the transaction confirmation number

transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund passbooks and savings passbooks with

not only considered a connected transaction, but it is also considered a transaction on disposition of assets in accordance with the Notification of the Capital Market Supervisory Board No. ThorChor. 20

of the interested shareholders. It is not only considered a connected transaction, but it is also considered a transaction on disposition of assets in accordance with the Notification of the Capital

interested shareholders. It is not only considered a connected transaction, but it is also considered a transaction on disposition of assets in accordance with the Notification of the Capital Market

The Notification of the Ministry of Finance -Unofficial Translation- This English version is prepared by Legal Counsel and Development Department with the sole purpose of facilitating the