further legal proceedings. SEC Deputy Secretary-General Vasant Thienhom said: ?The SEC urges investors to carefully check whether the persons who solicit investment in securities or derivatives are
proceeds was not in accordance with the objective of the capital increase of the IPO; and the transaction was not in compliance with the liquidity management policy. If the meeting resolves to not confirm
} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was
to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be
office to confirm the share transfer with a person who was believed not to be the true owner of the trading account, and adding a new contact phone number to the client?s personal profile even though there
) และ Stakeholder Service Portal (ศูนย์บริการแบบครบวงจรสำหรับผู้ประกอบธุรกิจในตลาดทุน) เพื่ออำนวยความสะดวกในการขออนุญาตและรายงานข้อมูลต่าง ๆ - การให้บริการข้อมูลตลาดทุน เช่น SEC Check Tools ศูนย์รวม
. Additionally, the SEC has been raising awareness among investors through various media and providing tools for verifying information before making investment decisions, such as the "SEC Check First" application
. ร่วมออกบูธเพื่อให้ข้อมูลเกี่ยวกับบริการด้านดิจิทัลให้แก่ประชาชนและผู้สนใจระดมทุน อาทิ การระดมทุนในรูปแบบ ICO crowdfunding การให้บริการเชื่อมต่อข้อมูล SEC API และการแนะนำแอปพลิเคชั่น SEC Check First รวม
Ms. Mutita Nilsawad Ms. Mutita Nilsawad, an assistant managing director for marketing and public relations of S.E.C. Auto Sales and Services Plc. (SECC) with the power to sign company check or
Plc. (SECC) with the power to sign company check or withdrawal slip, failed to make proper verification before he jointly co-signed company payment checks or withdrawal slips in advance with another