, failed to order or act his duty resulting in SKFM violation of section 133 paragraph 1 and 2 of the Securities and Exchange Act B.E. 2535. SKFM failed to comply with the rules, conditions, and procedures
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL'
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
CoinsTH failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a
November 25, 2024, Bitazza failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza insufficiently provided the KYC/CDD system to ensure that
Coins TH Company Limited On September 7, 2024, Coins TH Company Limited ("Coins TH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and procedures as
to comply with the rules, conditions and procedures as specified in the notification. In this regard, Coins TH distributed advertising materials promoting its products without the clear and visible
to comply with the rules, conditions and procedures as specified in the notification. In this regard, Coins TH arranged a sales promotion activity encouraging customers to subscribe to its membership
is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient
the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system