Bangkok, 1 August 2017 ? The SEC requires that Polaris Capital Public Company Limited (POLAR) immediately submit the special audit report which has passed due on 24 July 2017. Previously, the SEC

connection, the SEC will prescribe further guidelines in details.  ?The Capital Market Supervisory Board also approved that an application for establishment of property fund allowed to be filed with the SEC

………………… company List of supplementary documents to the application for approval: O an organization chart of the company; O detail of scope of duties and responsibilities of the positions applied for approval; O

Application Form for Approval of Appointment of Executives of a Securities Company or a Derivatives Business Operator ...........................................................Company O Securities Business O

Securities and Exchange Commission (Translation) Form 104-1/Or Por 24-1 Application Form for Approval of Appointment of Executives of a Securities Company or a Derivatives Business Operator

failure to record investment advice.*** Meanwhile, {B} was barred from holding any securities company management positions for one year and the SEC will not consider her application for approval as capital

. Additionally, RS will purchase existing GIFT shares from a major shareholder by the name Mr. Surachai Chetchotisak and a company related to him, which will result in RS holding 49.99 percent of GIFT shares.The

___________________________________ By virtue of Clause 3(4) of the Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining an Approval and Granting to Perform Trust Business

service or back office service; “Securities company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535

company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535 (1992); “Commercial Bank” means commercial