be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damage to the company but brought about
were effective as from October 5, 2013. {A} and {B} were banned from holding any securities company management position while approval for investment consultant of {C}, {D}, {E}, {F}, and {G} were
- Transalation - No. AEC 321/2018 November 12, 2018 Subject: Disposition of Assets of AEC Securities Public Company Limited (Amendment) Attention: President The Stock Exchange of Thailand AEC
) Mr. Sathar Chantrasettalead, (6) Mr. Kittisak Jitprasertngam, (7) Phelps Dodge International (Thailand) Limited (PDITL), (8) Thai Cable International Company Limited (TCL), (9) Adisorn Songkhla
SEC files criminal complaint against six GEN?s directors and executives for failing to perform duties with responsibility and due care causing damage to the company Bangkok, May 17, 2012 ? The SEC
from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
offering of newly issued securities during 2011. His actions were deemed as failure to comply with the auditing standards and the Notification of the Office of the Securities and Exchange Commission No
Nakhonluang Capital Public Company Limited (NAKON) convened the Bondholders’ Meeting No. 1/2025 for NAKON25OA and NAKON264A bonds on 25 September 2025; however, the meeting failed to meet the quorum
Managing Director-Finance and Accounting of POWER, to dishonestly violate his duties and act to obtain unlawful gains for himself and/or other persons by permitting the company to pay 45 million baht deposit
Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 12/2545 Re: Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of