brokerage firm stating that {C} sent trading orders through client's account without evidence of trading orders from client. The SEC investigated on the case and found that there were trading orders in
individuals are banned from engaging in or associating with any securities or derivatives business firm and their registrations with the SEC as securities business personnel have been revoked. The findings in
LIMITED NAMYONG TERMINAL PUBLIC COMPANY LIMITED NATION BROADCASTING PUBLIC COMPANY LIMITED NATION GROUP (THAILAND) PUBLIC COMPANY LIMITED NATION INTERNATIONAL EDUTAINMENT PUBLIC COMPANY LIMITED NAVANAKORN
ให้สำนักงาน ก.ล.ต. สารบัญ หน้า 1. ข้อมูลเกี่ยวกับสำนักงานสอบบัญชี 1 2. กิจการที่อยู่ในเครือเดียวกันกับสำนักงานสอบบัญชี (network firm) 3 3. การจัดการภายในสำนักงานสอบบัญชี 3 4. ผลการตรวจสอบระบบการควบคุม
broadcasting, national business service category, standard-definition variety category: SPRING 26 channel (Originally named NOW26) (the “License”) of Spring 26 Co., Ltd (originally named Bangkok Business
firm” means a securities company having obtained securities brokerage license [under the Securities and Exchange Act B.E. 2535 (1992)]. 3 Chapter 2 Offering for Sale Regarding Units of Foreign Collective
rise of equipment account of the subsidiary related to the business operation of producing and broadcasting business news programs under the brand JKN-CNBC, which will begin broadcasting in July 2019
account of the subsidiary related to the business operation of producing and broadcasting business news programs under the brand JKN-CNBC, which started broadcasting in July 2019 through digital television
the firm was under the process of presenting its projects, so the number of clients remained modest. Meanwhile, the revenue from TV program production fell. As a result, the Company’s profit margin