the notification to extend the applicability of the provisions of this Division to any other categories of derivatives business operator.

Securities and Exchange Commission No. Sor Thor. 17/2551 Re. Report Preparation and Submission of Licensed Derivatives Brokers (No. 3) dated 4 June 2008. Clause 2 In this Notification: “ business operator

Securities and Exchange Commission No. Sor Thor. 17/2551 Re. Report Preparation and Submission of Licensed Derivatives Brokers (No. 3) dated 4 June 2008. Clause 2 In this Notification: “business operator

outsourcing, facilitate more flexibility, reduce operating cost and enhance business in the area outside the business operator?s specialization. Business operator will be allowed to outsource activities

Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator: ______________________________________________

Page 1 of 4 Form 35 – retail ASEAN CIS Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator

Template updated as of June 2022 For public offering of Asia Region Funds Passport (ARFP) in Thailand LOGO (Form 123-1) Name of the CIS Operator Factsheet Name of the CIS Operator’s local

Template updated as of June 2022 For public offering of ASEAN Collective Investment Schemes (ASEAN CIS) in Thailand LOGO (Form 123-1) Name of the CIS Operator Factsheet Name of the CIS Operator’s

MergedFile Page 1 of 8 Form 35 – NRI CIS Checklist for NRI CIS Application Form Name of NRI CIS: ________________________________________________________ Name of CIS Operator

: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full ( completed by CIS Operator ) [ ] 2. Evidence demonstrating that foreign ETF is legally