of Information and Periods ______________ Clause 7 mutual funds by management companies and trusts by trust managers who have been assigned by trustee shall have the obligations to prepare and disclose
shall notify sukuk holders whose name are in the register book to acknowledge in advance at least 14 days before the assignment. Besides, the asset trustee shall require the assigned sukuk registrar to
certifications of qualifications. ✓ ✓ ✓ ✓ 1.2 Sources of personal data The SEC Office receives your personal data submitted via a system of a company or agent assigned by you: Information on the approval for offer
system by a company or agent assigned by you, or prepared and submitted by another company to the SEC Office: 2.1 The system for approving persons in the capital market (natural person/juristic person
Exchange Commission as qualified to be appointed as fund manager; (4) “Manager” means a person assigned by the board of directors to take the highest responsibility in managing the company, regardless of the
for clients; (b) providing information regarding capital market products or services for the assigned personnel under (a) to study and acquire the understanding of the details thereof before presenting
the company. Or nearby province Or anywhere else. And by any means as specified by the chairman of the board or the person assigned by the chairman of the board. Article 32. The board of directors of
Thai government agencies for the offer of bonds for sale shall ensure that the bonds offered to the public have the following characteristics: (1) a specific title shall be assigned to the bonds and the