statistics regarding the equity and debt crowdfunding offerings issued through their platforms including default (in case of debt crowdfunding);           (4) To put risk warning statements on crowdfunding

, press 22,” which allows the public to report scams and suspicious activities. The SEC shared key warning signs known as the “5 Too-Good-To-Be-True Signs” to help investors identify potentially

any country or any sector. For example, a higher-than-80-percent concentration in any sector would represent high risk. In addition, a risk warning statement would have to be printed on the cover of

prospectus; - continuing disclosure of the implied volatility in comparison to the historical volatility on the website of the DW issuer;  - disclosure of a warning statement regarding the gearing ratio, a

suggestions gathered from the previous hearing on the principles of the said rules conducted in January.   Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of

(เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า/ หรือ 22.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์หรือเป็นตัวแทนซื้อขายสัญญาซื้อขาย

word “draft prospectus” in red letters, at a size not smaller than the size of the general statements in the above-mentioned documents, which shall be clearly visible; (b) a warning statement presenting

paper form. In many cases this will result in their https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...

beneficiaries. Such challenges cannot https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...

adverse incidents;            (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar