agreement between the issuer and the holder, and shall include any other electronic data units of right as specified in the notification of the SEC. “ digital asset ” means cryptocurrency and digital token
) HouseStyle agreement between the issuer and the holder, and shall include any other electronic data units of right as specified in the notification of the SEC. “ digital asset ” means cryptocurrency and
On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on
amendment takes effect on 1 February 2023. In any case, the quota allocation for foreign exchange transactions of digital asset business operators is approved annually or periodically, as specified by the
. The SEC therefore suspended them from duty as approved investment consultant for one month. For {C}, the SEC received a report from her employer that she failed to record some of her client trading
(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment
derivatives trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators
the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated