reference. Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph 3
Application Form for Approval of the Offering for Sale of Newly Issued Shares and Procedures for Filing of Application (No. 2)
Rules, Conditions and Procedures for Application for and Approval of Offer for Sale of Newly Issued Debentures to Investors in Foreign Countries (No. 2)
Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertakin
Re: Particulars of Notice Calling Shareholders’ Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale
receives from selling units and is registered with the SEC Office; (17/1)8 “auditor” means a certified public accountant who has obtained an approval from the SEC Office; (18) “association” means an