inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and
” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and Exchange Commission as
. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
. Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining Approval and Granting to Perform Trust Business ___________________________________ By virtue of
issued shares of THB 200,000,000 at par value of THB 1 per share and related matters. 4.2 The company needs to seek an approval from the Securities Exchanges Commission regarding the private placement at
. 4.2 The company needs to seek an approval from the Securities Exchanges Commission regarding the private placement at discount. http://www.setsmart.com)/ 4/6 4.3 The Company needs to register the
private placement and the associated rules under the Notification of the Capital Market Supervisory Board Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities shall apply mutatis
Office of the Securities and Exchange Commission No. SorChor. 29/2555 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct ___________________________________ With
investors (private placement) shall be in compliance with Chapter 3; (3) For an offer for sale of newly issued warrants without payment for such warrants, a public limited company shall be granted an approval