suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
Office of the Securities and Exchange Commission No. SorChor. 29/2555 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct ___________________________________ With
shall come into force as from 1 November 2018. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 58/2559 Re: Rules for Approval
Market Supervisory Board No. TorJor. 16/2552 Re: Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries By virtue of
to be Fund Manager ______________________ Clause 6. Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be
______________________ Clause 6 . Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be fund manager shall submit an
Capital Market Supervisory Board No. TorChor. 34/2551 Re: Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares ------------------------------ By
Assets B.E. 2547 (2004) dated October 29, 2004 (as amended) (collectively referred to as the “Acquisition and Disposition Notifications”). The transaction size is 3.65 percent as calculated based on the
Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for and Granting of Approval to Undertake Trust Business dated 4 June 2009, the SEC Office hereby issues the following