appropriate audit evidence on the matters. The SEC therefore instructed PRO to rectify the financial statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the
for different risk levels and thus functions as a guideline for the business operators to give investors even more appropriate investment advices. At this juncture, the SEC wishes to invite all business
appropriate for scope, quantity and complexity of their businesses. In addition, risk management structure and system must be equipped with mechanisms for check and balance, control, monitoring, and escalating
operation can be given to the SEC for further appropriate action via Hotline 1207. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status
market confidence as a whole. The SEC and the ASCO have also agreed to revise the 2007 version of KYC/CDD and credit line review guidelines to be more appropriate and in line with current circumstances. In
and considers the transaction is appropriate and beneficial to the company.The transaction is classified as a related party transaction and an asset acquisition; owing to the fact that one of DEMCO?s
funds and mutual funds which could contribute to appropriate unit price setting and market-driven offering. Aiming to promote establishment of property funds and retail investors? benefits, the draft
in the near future. On the contrary, the WIN?s Board of Directors and Audit Committee opined that the transactions are appropriate and beneficial to the company. In this regard, the SEC advised WIN
conducted in an appropriate manner and are aligned with other types of services.The amended notifications will come into effect on 1 March 2026.Notes:* Two relevant notifications are: (1) Notification of the
Know‑Your‑Customer (KYC) and Customer Due Diligence (CDD) standards; considering the reporting of suspicious transactions (Suspicious Transaction Reports (STRs)) to the AMLO; establishing appropriate