as well as disseminated related investment documents and information through various channels including website www.famarkets.com to lure the investing public into their businesses. The aforesaid act
Mr. Chanachai Joonjiraporn Mr. Chanachai Joonjiraporn, Chief Executive Officer, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order or an act of any person or a
Miss Wantana Suk-udom Miss Wantana Suk-udom, Acting Chief Executive Officer, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order or an act of any person or a
Miss Wantana Suk-udom Miss Wantana Suk-udom, Senior Director of Accounting, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order or an act of any person or a
disqualification. This constitutes a violation of Section 46, which is subject to penalties under Section 272 of the Securities and Exchange Act B.E. 2535 (“Securities and Exchange Act”). SEC Act S.46
Road, Tharang Sub-district, Bang Khen District, Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 a lump sum basis, whereby bids may be submitted during the period from December 3, 2018
income from auction sales. See “Accrued income from auction sale”. 5 Cash collected from NPLs management business is calculated from the sum of (i) cash collected from the debtors during the period; and
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.