) ..................................... ............................... .............................................. (5) ..................................... ............................... .............................................. (Information must be accurate and identical to the information notified to the
documents enclosed are true, accurate and complete. The text of each document is the same as that previously submitted to the Home Regulator, and is an accurate translation of that text (where applicable). In
Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC
resolves clearly specifying offer price with an advance notice sent at least 14 days prior through SETLink, and the meeting notice contains all required particulars in compliance with the Notification of the
According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading
seek unfair personal gains all over again. In addition, some of the investment consultants sent selling orders of investment units in the clients' accounts by counterfeiting unit sale documents, opening
Revenue Department sent a letter of notification to the Tender Offeror in regard to corporate income tax assessment for 2003 and 2005 along with a penalty and additional payment totaling THB 101 million. In
Public. In this regard, the SEC Office shall consider the application for approval within thirty days from the date on which the SEC Office receives the application together with the complete and accurate
are requested to supervise and inspect all transactions that NUSA is currently conducting and will conduct in the future to ensure that they are accurate, appropriate and are of best interest for the