comes into force, the intermediary shall appoint the independent director as prescribed in the first paragraph of Clause 2 within 1 January 2016. Clause 4 In case an intermediary being [i] financial

of customers’ assets. (5) one million baht for undertaking derivatives business which is not in line with Clause 2(1), (2), (3) or (4). Clause 3 In the case that a licensed agricultural futures

of customers’ assets. (5) one million baht for undertaking derivatives business which is not in line with Clause 2(1), (2), (3) or (4). Clause 3 In the case that a licensed agricultural futures

audit and give opinion on the financial statement of derivatives business operator, derivatives exchange, or derivatives clearing house under this Notification. In case where the auditor under the first

financial statement of derivatives business operator, derivatives exchange, or derivatives clearing house under this Notification. In case where the auditor under the first paragraph is ineligible to do

settled by means of arbitration and the following procedure the customer is able to proceed with in case of unsatisfactory results provided by the derivatives broker; (4) preparing a summary report in

settled by means of arbitration and the following procedure the customer is able to proceed with in case of unsatisfactory results provided by the derivatives broker; (4) preparing a summary report in

settled by means of arbitration and the following procedure the customer is able to proceed with in case of unsatisfactory results provided by the derivatives broker; (4) preparing a summary report in

funds which have invested or held equity instruments issued by PTT Public Company Limited: (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues

of customers’ assets. (5) one million baht for undertaking derivatives business which is not in line with Clause 2(1), (2), (3) or (4). Clause 3 In the case that a licensed agricultural futures