Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024

obligation This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 19/03/2024

Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 19/03/2024

failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 56(2) Criminal Complaint Filed with

the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 56(2) Criminal Complaint

obligation. This case is in the process of inquiry by the inquiry official. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 24/09/2024

Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 24/09/2024

and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1

> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth