SEC Secretary-General Ruenvadee Suwanmongkol said: “The free-float criteria are specified by SET with the SEC Board’s approval. They carry a significant importance to the trading liquidity of listed
supervisory rules that could impose excessive burdens on auditors. This regulatory revision would therefore attract sufficient qualified auditors into the capital market to serve the increasing number of listed
information and listed company executives? duty performance without due care, resulting in the total 31-million-baht civil penalty and the total 19.6-million-baht compensation for the equal amount of benefits
is to promote fairness and equality for all investors. Secondary public offering (SPO) of listed companies would also follow this general cornerstone approach. In addition, the SEC is proposing the
director or executive position at any issuing and listed companies* for two years and one year, respectively. ___________________________ *Notification of the Securities and Exchange Commission No. Kor
as a listed-company director with responsibility, prudence, honesty and integrity. As a result, the Civil Penalty Consideration Committee ordered Mr. A to pay a civil fine and compensate the SEC for
persuaders on whether or not they are licensed as the digital asset business operators on SEC list. Those who are not listed and intend to operate digital asset businesses can request SEC for licenses and
unfair securities trading practices are also listed as a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), the SEC has reported the case to the AMLO for consideration of further
, jeopardizing its listed company status and trading of company shares in the future. Although, ADAM board of directors agreed with IFA?s opinion, the board was of the view that it is shareholders? right to make
Characteristics of Company Directors and Executives dated April 23, 2010. Such person shall thus be removed from any director or executive position of issuing or listed company and shall not maintain in such