, derivatives brokers should allow such clients to establish spread positions during the morning trading session without requiring the additional margin at that time. However, if clients do not complete the
assets. During the SEC Board Meeting No. 1/2567 convened on 11 January 2024, the SEC Board, by virtue of Section 35, Paragraph 1, under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018
trading accounts, during 12 December 2018 and 25 February 2019, in a different manner from their normal practice, and had avoided losses from a decline in TRC share prices before its 2018 net loss operating
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – February and July-August 2018, the 15
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 23 August and 2 November 2018, the 12 offenders, namely (1
stakeholders and regulatees will also be held during the ACMF International Conference on October 17, 2023 and ACMF-ISSB Technical Training on October 18, 2023.Under the ASEAN Green, Social, and Sustainability
During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside
prior to the extended maturity dates during the extension period. (4) Granting a waiver for the bond issuer’s proposal to the bondholders’ meeting of all 14 bond series to restructure the
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16