companies domestically, internationally, and across different industry groups. This also benefits investors' analysis and investment decisions. Furthermore, the SEC is currently developing guidelines to
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 16/2568 Re: Rules in Details related to Communication and Investor Service Provision for Securities Companies and Derivatives
. Moreover, financial statements contains essential information for investors and shareholders in making informed investment decisions and monitoring the performance of listed companies. The SEC therefore
fraudulent schemes. In addition, tools such as Investor Alert and the SEC Check First application were introduced, enabling investors to verify companies, individuals, or products before making investment
the Association of Securities Companies (ASCO), regarding clients’ short selling transactions. The SET agreed that such review should be conducted in alignment with the current contexts and to ensure
was the third and last one, focused on the infrastructure sector, with 73 representatives from 42 listed companies on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment
(CSSF), the Luxembourg financial regulator, with whom SEC has been cooperating in exchange of information related to supervision of asset management companies and mutual funds since 2012. Both parties
management companies, as well as update their fund books (if any) on the following business day to prevent damage from possible frauds
Presently, several companies are interested to raise fund through digital token offer to finance their investment in office buildings or condominiums which will later be rented for income shared
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the