/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by using

/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by

inquiry official against 558 offenders. Additionally, civil sanctions have been imposed in 62 cases against 246 offenders. These offenders gave written consent to comply with the civil sanctions imposed by

legal action.  Concurrently, the SEC has reported the aforementioned action to the AMLO for further consideration, as the offense constitutes unfair securities trading, which is considered a predicate

located at 240/31 Ratchadapisek Rd., Huaykwang, Bangkok as well as Navista?s site.  The evidence indicated that both companies, by representing themselves to the general public as gold futures trading

on {B} and {C}, respectively, for collusively trading TWZ shares with the intention to induce the general public into buying or selling such shares in violation of Sections 243 (2) of the SEA and

avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore

derivatives products to deposit money into banking accounts of two securities companies for Sureerat?s derivatives trading account. Such wrongdoing was in violation of Section 16 of the Derivatives Act B.E

The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and

แบบส ำรวจควำมคิดเห็น เรื่อง การก าหนดให้การให้บริการระบบอิเล็กทรอนิกส์เพื่อการซือ้ขายหลักทรัพย์ (Electronic Trading Platform - ETP) เป็นธุรกิจหลักทรัพย์ และแนวทางการเข้าร่วมโครงการทดสอบและพัฒนา