Ref. DBP. 066 / 2020 May 11, 2020 Subject : Clarification on Operating Results for the 1st Quarter ending March 31, 2020 To : President The Stock Exchange of Thailand Diamond Building Products Public
applicant shall declare the possession of the following systems; 1. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
shall declare the possession of the following systems; 31. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in
/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession (5347) 27/04/2010 16/05/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
client’s derivatives trading is inappropriate or may contravene the Law on Derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
clarification under subclause (1), or provides false or materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or
Ref. DBP. 099 / 2017 August 15, 2017 Subject : Clarification on